Department of Labor and Regulation
Division of Securities amends 20:08:05:29 and 20:08:07:30
Effective···The first amendment will bring the dollar amount required for investment advisors to enter into a contract charging performance compensation fees in line with the SEC threshold. The second amendment will rename the Standards and Poor manual to its new name, S&P Capital IQ Standard Corp. Descriptions.
Rulemaking Pipeline
- Public hearingAugust 18, 2014
- Comment deadlineAugust 28, 2014
- Rules Review CommitteeSeptember 16, 2014
- Filed with Secretary of StateSeptember 24, 2014
- EffectiveOctober 14, 2014
Affected ARSD Rules
Documents
Some documents are only downloadable from the state portal page ↗.
Agency contact: Jerry McCabe · [email protected]
Source: rules.sd.gov #137 ↗