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Department of Labor and Regulation

Updates to the Division of Insurance's administrative rules relating to securities.

Effective···

These rules correct outdated references to the Division of Securities, establish notice filing requirements for Reg A--Tier 2 offerings and crowdfunding offerings, and add two manuals that may be used when determining if a transaction is exempt from certain registration requirements.

Rulemaking Pipeline

  1. Public hearingOctober 24, 2017
  2. Comment deadlineNovember 3, 2017
  3. Rules Review CommitteeNovember 14, 2017
  4. Filed with Secretary of StateNovember 21, 2017
  5. EffectiveDecember 11, 2017

Affected ARSD Rules

No specific cites listed — see the package documents.

Agency contact: Jerry McCabe · [email protected]
Source: rules.sd.gov #403