Department of Labor and Regulation
Securities registration and offering notice requirements
Effective···Filed as: Updates to the Division of Insurance's administrative rules relating to securities.
These rules correct outdated references to the Division of Securities, establish notice filing requirements for Reg A--Tier 2 offerings and crowdfunding offerings, and add two manuals that may be used when determining if a transaction is exempt from certain registration requirements.
Rulemaking Pipeline
- Public hearingOctober 24, 2017
- Comment deadlineNovember 3, 2017
- Rules Review CommitteeNovember 14, 2017
- Filed with Secretary of StateNovember 21, 2017
- EffectiveDecember 11, 2017
Affected ARSD Rules
No specific cites listed — see the package documents.
Documents
Some documents are only downloadable from the state portal page ↗.
Agency contact: Jerry McCabe · [email protected]
Source: rules.sd.gov #403 ↗