Department of Labor and Regulation
Updates to the Division of Insurance's administrative rules relating to securities.
Effective···These rules correct outdated references to the Division of Securities, establish notice filing requirements for Reg A--Tier 2 offerings and crowdfunding offerings, and add two manuals that may be used when determining if a transaction is exempt from certain registration requirements.
Rulemaking Pipeline
- Public hearingOctober 24, 2017
- Comment deadlineNovember 3, 2017
- Rules Review CommitteeNovember 14, 2017
- Filed with Secretary of StateNovember 21, 2017
- EffectiveDecember 11, 2017
Affected ARSD Rules
No specific cites listed — see the package documents.
Documents
Some documents are only downloadable from the state portal page ↗.
Agency contact: Jerry McCabe · [email protected]
Source: rules.sd.gov #403 ↗