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20:08:03:11Notice of net capital deficiency.

Section · Administrative Rules of South Dakota · View on sdlegislature.gov ↗

A broker-dealer shall file with the director an immediate notice whenever the net capital of the broker-dealer is less than is required in § 20:08:03:04.

Source: 27 SDR 5, effective July 31, 2000; 30 SDR 211, effective July 1, 2004.