Skip to main content
Pierre
Review
Dashboard
Bills
Legislature
Rules
Elections
Budget
Blog
Pricing
101st Session · 2026
100th Session · 2025
99th Session · 2024
98th Session · 2023
97th Session · 2022
96th Session · 2021
95th Session · 2020
94th Session · 2019
Login
Home
/
Rules
/
ARSD
/
20:06
/
20:06:04
20:06:04
Insider Trading Of Equity Securities
Chapter · Administrative Rules of South Dakota ·
View on sdlegislature.gov ↗
Sections (47)
20:06:04:01
Definitions.
20:06:04:02
Securities held of record.
20:06:04:03
Securities held in trust, deposit agreements.
20:06:04:04
When beneficial owners are record owners.
20:06:04:05
Determination of ownership of more than 10
20:06:04:06
Disclaimer of beneficial ownership.
20:06:04:07
Exemptions from statements of ownership filings
20:06:04:08
Profits in estates.
20:06:04:09
Securities reacquired for account of an insurer.
20:06:04:10
Exemption of securities purchased or sold by odd
20:06:04:11
Certain transactions subject to statements of
20:06:04:12
Ownership of securities held in trust.
20:06:04:13
Exemptions from statements of ownership filings.
20:06:04:14
Trust filing requirement.
20:06:04:15
Trustee report.
20:06:04:16
Definition of trustee.
20:06:04:17
Determination of beneficial owner.
20:06:04:18
Indirect interests.
20:06:04:19
Prior transactions.
20:06:04:20
Exemption for small transactions.
20:06:04:21
Gifts.
20:06:04:22
First report after transaction.
20:06:04:23
Exemption from restrictions on profits,
20:06:04:24
Exemption from restrictions on profits of
20:06:04:25
Exemption from restrictions on profits of
20:06:04:26
Participation of officers.
20:06:04:27
Participation of directors.
20:06:04:28
Participation of officers who are not directors.
20:06:04:29
Exclusions of options and equity securities
20:06:04:30
Limitations.
20:06:04:31
Additional definitions.
20:06:04:32
Exemption from restrictions on profits of
20:06:04:33
Exemption of long-term profits incident to sales
20:06:04:34
Limitations on profits.
20:06:04:35
Exemption of plans or agreements of merger.
20:06:04:36
Excluded.
20:06:04:37
Establishing market price.
20:06:04:38
Exemption from restrictions on profits of
20:06:04:39
Merger defined.
20:06:04:40
Availability of exemption.
20:06:04:41
Exemption from restrictions on profits of
20:06:04:42
Exemption from restrictions on profits of
20:06:04:43
Exemption of certain securities from insider
20:06:04:44
Exemption from insider trading of the act of
20:06:04:45
Exemption from insider trading of the act of
20:06:04:46
Arbitrage transactions under insider trading.
20:06:04:47
Approval of forms.